New York, New York
We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset classes, strategies and vehicles: fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity. PIMCO is one of the largest investment managers, actively managing more than $2.21 trillion in assets for clients around the world. PIMCO has over 3,025 employees in 20 offices globally. PIMCO is recognized as an innovator, industry thought leader and trusted advisor to our clients.
PIMCO is one of the world’s premier fixed income investment managers with thousands of professionals around the world united in a single purpose: creating opportunities for our clients in every environment. Since 1971, we have brought innovation and expertise to our partnership with the institutions, financial advisors and millions of individual investors who entrust us with their assets. We aspire to cultivate performance and leadership through empowering our people, diversity of thought, and a commitment to an inclusive culture that engages in our global communities.
PIMCO seeks a dynamic individual to serve as a Vice President, Compliance Officer within the global compliance team of PIMCO’s Legal and Compliance Department. The Compliance Officer will support the investment adviser and U.S. Registered Funds compliance program which generally consists of: the implementation of large scale regulatory requirements, responding to prospect-client inquiries about the firm’s compliance program, monitoring compliance policies and conducting annual review testing. A highly qualified candidate could be based in PIMCO’s New York or Austin, Texas office.
The Compliance Officer will be responsible for supporting the firm’s compliance program by: performing testing of relevant compliance policies and procedure to satisfy annual review requirements, documenting compliance matters and reviewing compliance program records for accuracy and completeness.
A successful candidate will be expected to maintain a general understanding of related investment company, broker-dealer and investment advisory compliance policies.
Key responsibilities include, but are not limited to:
PIMCO is committed to offering a comprehensive portfolio of employee benefits designed to support the health and well-being of you and your family. Benefits vary by location but may include: